UBS GROUP AG

CUSIP: BRJL176 Class: COMMON STOCK

CAPITAL INTERNATIONAL SARL's Holding History (CIK: 0001065349)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 438,870 Value ($000) $5,989 Avg Close — Range —
Q2 2016
Shares 438,870 Value ($000) $5,662 Avg Close — Range —
Q1 2016
Shares 472,051 Value ($000) $7,634 Avg Close — Range —
Q4 2015
Shares 472,051 Value ($000) $9,205 Avg Close — Range —
Q3 2015
Shares 468,451 Value ($000) $8,635 Avg Close — Range —
Q2 2015
Shares 468,451 Value ($000) $9,940 Avg Close — Range —
Q1 2015
Shares 508,188 Value ($000) $9,585 Avg Close — Range —